Enforcement and Investigations
We advise on both external and internal investigations. Our lawyers have considerable experience in handling regulatory enquiries and investigation as well as any unexpected raids conducted by the enforcement authorities.

Enforcement and Investigations

Our regulatory team advises on both external and internal investigations. 

Our lawyers have considerable experience in handling enquiries and investigations by the Hong Kong Monetary Authority, the Securities and Futures Commission, the Stock Exchange of Hong Kong and the Independent Commission against Corruption.  In the event that you are subject to any unexpected raids by regulators, our lawyers will be fully geared to assist you to manage the raid and to protect your rights and interests in the investigation.

We also assist corporate clients in undertaking internal investigations relating to any suspected violation of regulations including market misconduct in the securities market, whistleblower complaints and other employee misconduct such as fraud, harassment or breach of company policies.

In addition, our lawyers will provide trainings to clients on regulatory investigations and internal investigations as part of the corporate governance for multinational corporations. 

Please see below for the wide range of work which our regulatory team handles:

  • • Market misconduct in the securities market
  • • Anti-money laundering
  • • Bribery and Corruption
  • • Fraud
  • • Raids
  • • Investigations by regulators
  • • Internal investigations

Enforcement and Investigations

  • Internal investigations
  • Investigations by regulators
  • Raids
  • Fraud
  • Bribery and Corruption
  • Anti-money laundering
  • Market misconduct in the securities market

Practice Area Contacts

Valarie Fung

Valarie Fung

Partner

Tel:+852 2852 5829valariefung@deloittelegal.com.hk
Catherine Leung

Catherine Leung

Senior Associate

Tel:+852 2852 1984cathleung@deloittelegal.com.hk

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